Main responsibilities include but not limited to the following: • KYC Checker (QC) tasks for on-boarding process  Review the On-boarding Request Form received from Relationship Manager and perform preliminary due diligence checks (from QC view)  Advise KYC maker to collect necessary documents from Relationship Manager to fulfill AML/ KYC related internal rules and local regulations  Review result of Customer Screening and Adverse Media Searches on AML/KYC screening systems (such as World Check, Factiva…) conducted by KYC maker  Review the Customer Financial Crime Risk Rating performed by KYC maker  Review Enhanced Due Diligence and Specialized Due Diligence performed by KYC maker • KYC Checker (QC) tasks for periodic review  Compare and source existing KYC documentation (from QC view)  Identify gaps in KYC information for incremental tasks  Liaise with Relationship Manager and/or relevant stakeholders to obtain necessary information  Review data entry in AML/ KYC systems (G-KYC, G-COP…) input by KYC maker  Review Expected vs. Actual Analysis, Identification Verification process for KYC on boarding and review done by KYC maker  Determine for escalation to Local or Regional Financial Crime if any and preparing the whole KYC file  Review/ check daily and periodical KYC alerts  Review information uploaded to AML/KYC screening systems (such as World Check, Factiva…) for daily screening • Other ad-hoc tasks for KYC Checker (QC)  Monitor KYC due date, ensure the accuracy and completeness of KYC records, Perform ad-hoc screenings  Support other regions in KYC information collection and KYC review  Prepare document, study, and response to AML/ KYC auditor/ SBV inspector’s inquiries, cooperate with relevant stakeholders to meet the auditor’s requirements  Study/Review/Update the reports/manual/procedure related to AML/ KYC under HO as well as local regulation requirements  Liaise with Local Reginal Compliance Team for advice, clarification, or validation for AML/ KYC related issues  Execute other tasks as instructed by Management, Department Head and Team Head

 University degree in finance, banking, economics  Having more than 4-year experience in AML/KYC  Very good command of English  Ability to self-study, to work independently  Ability to cooperate effectively in a team  Good skill in time management and communication  Detail oriented and analytical thinking